Financial Services
Supporting businesses operating in highly regulated environments.
Financial services businesses operate where customer trust, commercial performance and regulatory compliance go hand in hand. As expectations evolve, organisations need legal advisers who understand both the commercial realities of the sector and the legal framework that supports it.
We partner with banks, lenders, fintechs, payment providers, wealth managers and other financial services organisations across their day-to-day operations and strategic initiatives.
From commercial contracting and corporate transactions to governance, employment, debt recovery, privacy, regulatory compliance and disputes, our team help manage risk, support people and customers, and operate with confidence.
How we
can help you:
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As organisations adopt and use AI, clear governance structures and practical risk controls become essential. We help you build the frameworks, policies and contracting capability needed for responsible AI adoption, including:
AI governance framework review and deployment
AI policies and process maps
AI Impact Assessments
Review, negotiation and drafting of AI-related contracts
Targeted workshops on AI governance, legal risk and oversight responsibilities, and AI contracting risks.
Learn more about our Governance expertise.
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Financial services businesses rely on strong commercial agreements to support customer offerings, supplier relationships and day-to-day operations. We help financial services businesses draft, review and negotiate clear commercial agreements, including:
SaaS, software licensing and cloud services agreements
Master Services Agreements (MSAs) and Statements of Work (SOWs)
Supply, distribution and reseller agreements
Confidentiality and non-disclosure agreements
Data sharing, partnership and joint venture agreements
Debt Facility Agreements
White Labelling Agreements
Learn more about our Commercial expertise.
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We help financial services businesses stay ahead of legal and compliance obligations by building practical frameworks, supporting regulatory responses and embedding better practices across the business. Our teams provide compliance support for:
Australian Consumer Law (ACL), competition law and unfair practices
Privacy and data protection frameworks
Employment + Workplace Relations legislation
AI governance and emerging technology risk
Modern Slavery and regulatory compliance
Regulatory responses and remediation programs
Internal compliance training
Learn more about our Governance expertise.
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When customers default or become insolvent, financial services businesses need fast, practical support to protect their position and recover value. We help lenders pursue debts, enforce securities and recover secured assets efficiently. Our services include:
Debt recovery
Enforcing contractual rights and securities
Recovering secured assets
Maximising recovery outcomes
Learn more about our Disputes + Litigation expertise.
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In financial services, brand strength and customer trust go hand in hand. We help protect your trade marks, manage privacy and data risk, and put the right frameworks in place to support compliance and growth. Our support includes:
Trade mark searches, registration and clearances
Ownership, protection and commercialisation of IP
Privacy policies, collection notices and consent wording
Data sharing, processing and information handling agreements
Cross-border data transfers and international privacy compliance, including GDPR
Data breach assessments and notification obligations
Learn more about our Privacy and Intellectual Property expertise.
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In financial services, growth and change often come through acquisition, divestment, restructuring or strategic investment. We help businesses navigate these pivotal moments with practical, commercially grounded advice that manages risk, supports deal momentum and protects long-term value. Our support includes:
Acquisitions, divestments and mergers
Restructuring business assets and operating entities
Due diligence and transaction readiness
Share and asset sale agreements
Subscription agreements and investment documentation
Transaction support across governance, approvals and implementation
Learn more about our Corporate expertise.
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In financial services, in-house teams are being asked to juggle legal BAU with AI adoption, major projects and evolving regulatory obligations. LSaaS provides flexible, fixed-cost legal support through a monthly retainer model.
LSaaS is suited to financial services businesses seeking to:
Add legal capacity to their in-house team
Cover short-term resourcing gaps during leave or lengthy recruitment processes
Access specialist legal support for major projects, regulatory change or other high priority initiatives.
Learn more about Law Squared as a Service